We employ a systematic approach to managing investment risks.

Risk Management Stage

  • 01. Pre-Investment

    Proactively establish guidelines, risk management regulations, and compliance standards.

  • 02. On-going Investment

    Analyze potential risks and maintain a rigorous monitoring system.

  • 03. Post-Investment

    Apply feedback and address risk factors.

Risk Management Process

  • Pre-Investment
    Conduct strategic risk assessment
    prior to product development

    ㆍ BM Review, Risk/Return profile analysis (threshold)

    Manage investment guidelines
  • On-going Investment
    Risk Monitoring

    ㆍ Mitigate risk through dedicated risk indicators

    Daily compliance check

    ㆍ Oversee compliance with laws, terms, guidelines, and internal regulations.

    ㆍ Conduct pre-examinations and provide feedback

  • Post-Investment
    Analyze performance, provide
    feedback, and address risks

    ㆍ Clarify processes for the scope and duration of step-by-step risk resolution

    ㆍ Reporting: Division Head → Managing Director → RM Committee

    Post-Compliance

    ㆍ Promptly address violations and implement preventive mechanisms

    ㆍ Evaluate individual performance based on adherence to company regulations